|J Pathol Inform 2019,
Breast cancer prognostic factors in the digital era: Comparison of Nottingham grade using whole slide images and glass slides
Tara M Davidson1, Mara H Rendi2, Paul D Frederick1, Tracy Onega3, Kimberly H Allison4, Ezgi Mercan5, Tad T Brunyé6, Linda G Shapiro5, Donald L Weaver7, Joann G Elmore8
1 Department of Medicine, School of Medicine, University of Washington, Seattle, WA, USA
2 Department of Pathology, School of Medicine, University of Washington, Seattle, WA, USA
3 Department of Community and Family Medicine, Norris Cotton Cancer Center, Geisel School of Medicine, The Dartmouth Institute for Health Policy and Clinical Practice, Dartmouth College, Hanover, NH, USA
4 Department of Pathology, School of Medicine, Stanford University, Stanford, CA, USA
5 Department of Computer Science and Engineering, College of Engineering, University of Washington, Seattle, WA, USA
6 Department of Psychology, School of Arts and Sciences, Tufts University, Medford, MA, USA
7 Department of Pathology, University of Vermont Cancer Center, Larner College of Medicine, University of Vermont, Burlington, VT, USA
8 Department of Medicine, School of Medicine, University of Washington, Seattle, WA; Department of Medicine, David Geffen School of Medicine, University of California Los Angeles, Los Angeles, CA, USA
|Date of Submission||01-May-2018|
|Date of Acceptance||17-Dec-2018|
|Date of Web Publication||03-Apr-2019|
Dr. Joann G Elmore
Department of Medicine, David Geffen School of Medicine, University of California Los Angeles, 1100 Glendon Ave. Suite 900, Los Angeles, CA 90024
Source of Support: None, Conflict of Interest: None
| Abstract|| |
Background: To assess reproducibility and accuracy of overall Nottingham grade and component scores using digital whole slide images (WSIs) compared to glass slides. Methods: Two hundred and eight pathologists were randomized to independently interpret 1 of 4 breast biopsy sets using either glass slides or digital WSI. Each set included 5 or 6 invasive carcinomas (22 total invasive cases). Participants interpreted the same biopsy set approximately 9 months later following a second randomization to WSI or glass slides. Nottingham grade, including component scores, was assessed on each interpretation, providing 2045 independent interpretations of grade. Overall grade and component scores were compared between pathologists (interobserver agreement) and for interpretations by the same pathologist (intraobserver agreement). Grade assessments were compared when the format (WSI vs. glass slides) changed or was the same for the two interpretations. Results: Nottingham grade intraobserver agreement was highest using glass slides for both interpretations (73%, 95% confidence interval [CI]: 68%, 78%) and slightly lower but not statistically different using digital WSI for both interpretations (68%, 95% CI: 61%, 75%; P= 0.22). The agreement was lowest when the format changed between interpretations (63%, 95% CI: 59%, 68%). Interobserver agreement was significantly higher (P < 0.001) using glass slides versus digital WSI (68%, 95% CI: 66%, 70% versus 60%, 95% CI: 57%, 62%, respectively). Nuclear pleomorphism scores had the lowest inter- and intra-observer agreement. Mitotic scores were higher on glass slides in inter- and intra-observer comparisons. Conclusions: Pathologists' intraobserver agreement (reproducibility) is similar for Nottingham grade using glass slides or WSI. However, slightly lower agreement between pathologists suggests that verification of grade using digital WSI may be more challenging.
Keywords: Digital whole slide imaging, image analysis, interobserver agreement, interobserver variability, interrater, intraobserver agreement, intrarater, kappa, Nottingham grade, reproducibility
|How to cite this article:|
Davidson TM, Rendi MH, Frederick PD, Onega T, Allison KH, Mercan E, Brunyé TT, Shapiro LG, Weaver DL, Elmore JG. Breast cancer prognostic factors in the digital era: Comparison of Nottingham grade using whole slide images and glass slides. J Pathol Inform 2019;10:11
|How to cite this URL:|
Davidson TM, Rendi MH, Frederick PD, Onega T, Allison KH, Mercan E, Brunyé TT, Shapiro LG, Weaver DL, Elmore JG. Breast cancer prognostic factors in the digital era: Comparison of Nottingham grade using whole slide images and glass slides. J Pathol Inform [serial online] 2019 [cited 2019 Dec 15];10:11. Available from: http://www.jpathinformatics.org/text.asp?2019/10/1/11/255394
| Introduction|| |
Pathological assessment of biopsy specimens is more complex than simply differentiating benign from malignant histology and includes evaluation of prognostic factors. The Nottingham grading system was introduced in 1991 and is recommended as a standard prognostic factor reported for all breast cancer diagnoses.,,, Nottingham grade stratifies invasive breast carcinoma into low-, intermediate-, or high-grade categories by scoring three major histopathological features: proportion of tubule/gland formation, nuclear pleomorphism, and calibrated mitotic score. Large international studies have validated the independent prognostic value of Nottingham grade in predicting disease-free survival and recurrence.,,,,,,,,, Nottingham grade is prognostically equivalent to lymph node classification and exceeds the prognostic value of other important factors such as tumor size, patient age, menopausal status, and adjuvant treatment completion., Nottingham grade is one of the three main pathologic determinants of treatment selection in clinical practice, and its omission is thought to result in overuse of adjuvant treatment. Nottingham grade has been incorporated into the Prognostic Stage Groups in the Eighth Edition of the AJCC Cancer Staging Manual.
Concordance between pathologists assessing Nottingham grade is not ideal with published interobserver kappa coefficients ranging from 0.43 to 0.83.,,,,,,,, Because second opinions are thought to improve clinical care and diagnostic accuracy, there is interest in expanding and expediting methods of consultative review, including using digital whole slide images (WSIs). Digital WSI is used globally for archiving, teaching, teleconsultation, and increasingly for primary pathology diagnosis, with published studies supporting adoption of digital WSI citing nonsignificant reductions in overall diagnostic accuracy using digital WSI compared to traditional glass slides.,, In 2017, the Food and Drug Administration approved the first digital WSI system for primary pathology diagnosis in the U.S.
As digital WSI rapidly disseminates into clinical practice, more comprehensive and nuanced studies comparing digital WSI to glass microscopy are required.,, Our study addresses an important current knowledge gap by quantifying interobserver concordance and intraobserver reproducibility of Nottingham grade assessment using digital WSI compared to traditional glass slides.
| Methods|| |
Data collected during a large randomized study assessing accuracy and reproducibility of breast pathology diagnoses using glass microscopy and digital WSI were used for this analysis of Nottingham overall grade and component scores. The methods for the study, summarized below, have been described in detail.,, The Institutional Review Boards of all participating organizations approved all study procedures; all participating pathologists signed an informed consent.
Study population: Pathologists
Pathologists were recruited from 8 U.S. states (AK, ME, MN, NH, NM, OR, VT, WA). All participants had experience interpreting breast specimens; fellows and residents were not eligible. The study involved a web-based survey capturing pathology experience and attitudes regarding digital WSI format.,
Biopsy case development: Traditional glass slides
Breast biopsy specimens (excisional and core) were identified from pathology registries in New Hampshire and Vermont. New slides from candidate cases were prepared in a single laboratory for consistency. Three experienced breast pathologists established a consensus reference diagnosis for each case using a modified Delphi approach. A single slide best representing the reference diagnosis was selected for each case. The cases included the full spectrum of breast pathology, from benign, to atypia, to ductal carcinoma in situ (DCIS), to invasive carcinoma. Each case was digitized using an iScan Coreo Au® digital scanner as previously described. The original study included a total of 240 cases, with 23 invasive carcinomas as defined by the consensus panel. One invasive case was excluded from the current analysis because it was a microinvasive carcinoma in a background of DCIS, and a standardized 10-field mitotic count could not be assessed. The analysis of grade presented here includes the remaining 22 cases defined as invasive carcinoma by the consensus reference panel.
Participant interpretations of biopsy cases
[Figure 1] shows the overall study design and random assignment schema. In Phase I, pathologists were randomly assigned to independently interpret one of the four test sets in either glass or digital format. Pathologists were instructed to review the biopsy cases as they would in their routine clinical practice. Written instructions or training sets were not provided, and there was no intent to standardize diagnostic criteria. Phase I was followed by a washout period of at least 9 months. In Phase II, participants were randomly assigned either to the same diagnostic format they had used in Phase I or to the alternate format. The pathologists interpreted the same set of biopsy cases in Phase II; however, the order of presentation was different. Pathologists were not informed that they were interpreting the same cases in both phases.
An online diagnostic form was used to capture participants' diagnoses on each case.,,, Pathologists selected a score of 1–3 for each component of Nottingham grade (tubule formation, nuclear pleomorphism, mitotic score) and selected an overall Nottingham grade of low, intermediate, or high. Nottingham grade is only assessed for cases the pathologists interpreted as invasive breast cancer. Although the data on grade were prospectively collected during the study, they have not been previously analyzed.
The Pearson Chi-squared test and the nonparametric Wilcoxon Rank-Sum test were used to compare pathologist characteristics and assignment to interpretive formats. Measures of agreement included the kappa statistic and proportional agreement. Intra- and Interobserver agreement were both assessed.
Associations between interpretative format (glass versus digital) and pathologists' agreement (no versus yes) on Nottingham grade were tested in logistic regression analyses. To address correlated responses, the general estimating equations approach was used for estimating proportional agreement and 95% confidence intervals (CIs). Interaction terms using effect modifiers described in previously published work, were considered in the models. To test if the magnitude of the relationship between agreement and interpretative format was associated with a participant or case characteristic, a two-way interaction term was included along with each main effect. The effect modifiers included binary categories of breast pathology expert status (no versus yes), reported familiarity in use of digital format (no versus yes), and breast density on prior mammogram for the case (low vs. high).
Finally, for intraobserver analysis of reproducibility, we compared Phase I and Phase II responses for departures from agreement between row and column proportions. Departures from the main agreement line (diagonal) of the cross classifications of three-category Nottingham grade interpretations were tested for symmetry. To examine whether the same pathologist exhibited tendencies to classify interpretations higher or lower across identical or opposing interpretive formats, row marginal proportions and the corresponding column proportions were tested for statistical significance using a test for marginal homogeneity. The Bowker's test of symmetry was used to evaluate frequencies in discordant matched pairs and Bhapkar statistic for examining nominal differences in the distributions of marginal proportions in rows and columns of matched-pair cross-classification tables (as a test for marginal homogeneity). All P values were two-sided, with statistical significance evaluated at the 0.05 alpha level. All analyses were performed using SAS software for Windows v9.4 (SAS, Inc., Cary, NC, USA).
| Results|| |
As previously reported, 252 pathologists, 65% of those invited, were eligible and agreed to participate.,, [Table 1] shows characteristics and clinical experience of pathologists who completed Phase I (n = 208) and Phase II (n = 172) interpretations. A majority (93%) reported confidence interpreting breast pathology. Nearly half (48%) reported using the digital format in their professional work, mostly for conferences and education.
|Table 1: Participant characteristics by Phase I and II interpretive formata|
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Pathologist reproducibility (intraobserver concordance)
Histological grade reproducibility for the 172 pathologists interpreting the same cases in both Phases I and II is shown by format (glass vs. digital) in [Table 2], including pathologists using glass slides (n = 49) or digital WSI (n = 41) in both phases. Higher Kappa coefficients and higher percentage agreement for the individual TNM scores and overall Nottingham grade were noted when glass slide format was used in both phases. [Figure 2] (top portion) shows Nottingham grade reproducibility when interpretations were made by the same pathologist using glass slides in both phases (73% agreement, 95% CI 68,78) or digital WSI in both phases (68% agreement, 95% CI 61, 75; P = 0.22).
|Table 2: Intraobserver reproducibility of histological grading for invasive breast carcinoma by study pathologists who interpreted the same cases in Phase I and II, with data shown by phase and interpretive format (22 invasive cases)|
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|Figure 2: Intraobserver and interobserver agreement of Nottingham grade score comparing interpretive format of glass slides to digital whole slide images. Data are based on independent interpretations of 22 invasive breast carcinoma cases|
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In general, the kappa coefficients for nuclear pleomorphism were lower than the kappa coefficients for tubule formation and mitotic score, particularly when the format changed between phases. The kappa statistic for overall Nottingham grade was highest when glass slides were used (κ = 0.57; 95% CI 0.48, 0.66); lower when digital WSI were used in both phases (κ = 0.48; 95% CI 0.37, 0.58); and lowest when the format changed between phases (κ = 0.38; 95% CI 0.30, 0.46). Similar trends were noted for the percent agreement with the lowest agreement noted for nuclear pleomorphism score, particularly when the interpretive format changed [Table 2].
Mitotic counts tended to be higher when interpretations were made using glass slides compared with digital WSI. For example, when the same cases were interpreted using digital WSI in Phase I followed by glass slides in Phase II, the mitotic score was statistically significantly higher using glass slides (test for marginal homogeneity, P = 0.013). A similar trend was noted when interpretations were performed using glass in Phase I followed by digital WSI in Phase II, with mitotic index classified lower using digital WSI (P = 0.034) [Supplemental Figure 1 [Additional file 1]].
Multivariable modeling adjustments for matching at the case and participant level revealed a lower agreement for overall Nottingham grade when the interpretative format changed between phases compared with interpretation using glass slides in both phases (P = 0.004). No significant differences were noted between Nottingham grade reproducibility when the digital format was used in both phases compared with glass in both phases (P = 0.22).
Interobserver concordance between pathologists
Pathologists tended to be more likely to agree with their peers' nuclear pleomorphism score, the mitotic score, and the Nottingham overall grade when the interpretations were made in glass slide format compared to when interpretations were made in the digital format [Table 3]. For example, the kappa statistic for the Phase I overall Nottingham grade interobserver concordance was significantly (P < 0.001) higher on glass slides (κ = 0.48) than on digital WSI format (κ = 0.32) [Table 3] and [Figure 1]. In addition, both tubule score and mitotic score had higher interobserver concordance on glass slides (Tubule score κ = 0.51, Mitotic Score κ = 0.42) than digital WSI format (Tubule score κ = 0.40, Mitotic Score κ = 0.25). Interobserver concordance findings in Phase II were consistent with Phase I findings.
|Table 3: Interobserver concordance of histological grading for invasive breast carcinoma among different pathologists interpreting the same cases (interobserver concordance) by study phase and interpretive format (22 invasive cases)|
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The variation in pathologists' assessment of Nottingham grade was not restricted to just one or two difficult cases. [Figure 3] shows the Nottingham grade score assignment for each of the 22 cases in Phase I, with results of interpretations in glass on the left panel and of interpretations in digital format on the right panel. Only one case (Case 1) had unanimous agreement in the Nottingham grade among the pathologists providing independent interpretations when all interpretations were made using glass slides. There were no cases with unanimous agreement in Nottingham grade using digital WSI format for the interpretations. Eight of the 22 cases interpreted by multiple pathologists using glass slides included overall Nottingham grade assessments ranging from low to high grade on the same case. When digital WSI was used, agreement among pathologists was lower, with 13 of 22 cases assigned assessments in all three Nottingham grade categories.
|Figure 3: Nottingham grade combined histological score as assessed by 208 pathologists independently interpreting 22 invasive breast carcinoma cases. Results are depicted by case and interpretive format (Phase I data only)|
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On review of these cases, two (Cases 15 and 16) were noted to have high variation in mitotic score between glass and digital format interpretations, and both cases had atypical mitotic figures. On review of all of the study cases, the digital image appeared more hyperchromatic than the glass slide, which made the samples appear more basophilic on digital WSI. In many cases, this did not seem to impact diagnosis or Nottingham grade and could be likened to interpreting a slide from another institution where the hematoxylin and eosin staining technique is different. However, for Cases 15 and 16, the atypical mitotic figures appeared similar to lymphocytes on the darker digital image background. [Figure 4] shows images of Case 15 from the two interpretive formats. In addition, the loss of z-plane focus on digital format made it more difficult or impossible to verify some mitotic figures. Consequently, the majority of participants assigned a higher mitotic score when using glass slides (Mitotic Score 3; 64% vs. 14%, glass vs. WSI, respectively). This difference in mitotic score assignment was large enough to shift the overall Nottingham grade, with 74% of pathologists assigning intermediate grade for Case 15 on glass slides and 57% assigning low grade using digital WSI. Similar results were noted in Phase II for interpretations of this case.
|Figure 4: Example Case #15 illustrating the difference in mitotic figures between formats. The mitotic scores and overall Nottingham grade scores presented for this case are based on interpretations from 46 pathologists using glass sides and 37 pathologists using digital whole slide images (Case #15 in Figure 3). (a) Photomicrograph of glass slide. N = 46 total interpretations on glass for PI + PII. Percent of total interpretations. Mitotic Count Score: (1) 7%, (2) 30%, (3) 63%. Nottingham grade: L: 20%, I: 74%, H: 7%. (b) Screen capture of digital slide viewer. N = 37 total interpretations on digital for PI + PII. Percent of total interpretations. Mitotic Count Score: (1) 32%, (2) 54%, (3) 14%. Nottingham grade: L: 57%, I: 38%, H: 5%. Green circles: Clear mitotic figure in both formats. Red circles: Mitotic figures seen clearly on glass when using z-plane focus but appearing as lymphocytes on digital format. (Note that the photomicrograph does not fully capture the clarity of mitotic figures that was seen on microscopy using z-plane focus)|
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Interobserver concordance for Nottingham grade was lower when using digital WSI than when using glass slides, regardless of patient breast density noted on previous mammography or pathologists' self-reported breast pathology expertise or digital experience [Supplemental Figure 2 [Additional file 2]].
| Conclusions|| |
Digital pathology is expected to transform diagnostic and prognostic interpretation mandating careful evaluation of the effect on clinical practice, including important prognostic factors such as breast cancer Nottingham grade. Our current analysis of data collected from a large cohort of practicing pathologists demonstrates increased variability between pathologists in Nottingham grade assessments using digital WSI compared to glass slides. Diagnostic variability in Nottingham grade assessment using traditional glass slide microscopy is a known challenge;,,,,,,,, thus, our study design examining pathologists' reproducibility in two formats is germane (intraobserver agreement on Phase I vs. Phase II interpretations on the same case). Nottingham grade reproducibility was highest when glass was used in both phases, lower with digital WSI, and lowest when the format changed between phases. While this finding suggests grade may be less reproducible if assessed using digital images, we found no significant differences between Nottingham grade reproducibility when the digital format was used in both phases compared with glass in both phases (P = 0.22).
The overall Nottingham grade also had significantly lower interobserver concordance on digital WSI format than on traditional glass slides with a kappa statistic lower than any previously published kappa values for agreement of Nottingham grade on glass slide format.,,,,,,,, The lower kappa for overall Nottingham grade on digital WSI is reflective of lower kappa coefficients in the three major histopathological features – tubule/gland formation, nuclear pleomorphism, and mitotic score – on digital format. This suggests that there may be more disagreement on grade if a second opinion is obtained using digital WSI to confirm a grade obtained by glass slide evaluation. These nuances in prognostic factor assessment may require additional research, including determining whether these observations persist as pathologists gain more experience using digital WSI for diagnosis and prognosis.
Nuclear pleomorphism scores were the most variable of the three components in both formats, with no clear bias toward higher or lower score by format. In addition, side-by-side examination of both formats for these cases showed no clear clinical explanations for nuclear pleomorphism variability. Interpreting pathologists used their own computer monitors, and it is unknown how monitor characteristics may have affected their assessments, an area which should be studied.
While both inter- and intra-observer agreement was higher for mitotic count score than nuclear pleomorphism score, there was a clearer bias in the variation of mitotic count score by format. Pathologists were more likely to assign a higher mitotic score when interpreting the same case in the glass slide format. In addition, the interobserver agreement for mitotic score was biased toward higher scores on glass slide format. This differs from previous published research which found no significant change in mitotic score between formats. Unlike previous studies, we did not preselect and identify the area for mitotic score assessment, but instead let each pathologist choose the area on each slide as they would in clinical practice, likely lowering pathologists' agreement. It may be that it is easier for pathologists to select the most mitotically active area (the starting point according to the grading rules for the 10-field count) on glass slides than on digital format since the digital image is larger and more cumbersome to navigate. In addition, based on review of cases with discordant mitotic scores between formats, we concluded atypical mitotic figures were less readily identifiable using the digital WSI, partly due to z-plane focus capability on a microscope. This variation was great enough to shift the overall grade assignment of the carcinoma for some observations.
The mitotic score component of grade can be challenging, and importantly, intratumoral mitotic rate heterogeneity coupled with variation in observer technique can alter the overall grade assessment. Reproducibility might be improved with more training in the digital format or with advances in digital viewing software, including the addition of z-plane focus. Some literature also suggests that interpretations using digitally scored immunostains, such as automated phosphohistone H3 (PHH3), may be more accurate and reproducible. A standardized Ki-67 immunohistochemical assay approach could potentially replace or augment the mitotic score component of grading. In addition, challenges such as the Assessment of Mitosis Detection Algorithms 2013 have been launched with the goal of finding an automatic computer-aided mitosis detection method to improve interobserver concordance, and top-performing automated computer methods are comparable to concordance among pathologists.
We acknowledge the limitations inherent in a one-slide-per-case study. Pathologists will often review multiple slides and access more clinical background information, request immunohistochemical stains, and obtain second opinions in clinical practice. However, these limitations applied equally to the digital and glass slide formats in this study. The representative slide for each case was carefully selected by an experienced pathologist, and all corresponding digital images were carefully examined by the study pathologist (DW) and a technician to ensure quality. We also acknowledge that most pathologists have limited experience with digital WSI in clinical practice.
While prior studies have reported variability among pathologists in Nottingham grade assessments,,,,,,,,, this is the first study to evaluate both interpretive formats among a large cohort of pathologists representing a broad spectrum of clinical experience. With multiple participants interpreting the same case twice, our study uniquely evaluates intraobserver reproducibility in Nottingham grade within and between interpretive formats. Our randomized study design, with two phases of interpretation in both glass and digital formats, also allows for side-by-side comparisons, which has not been previously reported. The design methods developed and used in this study have application beyond breast cancer and may be important to a broader community in other tumor systems.
While digitized pathology slides offer multiple advantages, use of the WSI digital format may be associated with increased variability among pathologists in assigning the Nottingham grade for invasive breast carcinomas. Advances in digital technology resolution, development of digital image analysis aids, and training in digital WSI interpretation may help address current limitations in grade assessment and be important for provision of the highest quality of clinical care.
Authors DW, TO, PF, LS, and JE report grants from NIH/NCI, during the conduct of the study. Author JE also reports personal fees from UpToDate, outside of the submitted work. Supported by the National Cancer Institute (R01CA140560, R01CA172343, K05 CA104699, U01CA86082, U01CA70013), the NCI-funded Breast Cancer Surveillance Consortium (HHSN261201100031C), and the University of Washington Medical Student Research Training Program (MSRTP).
The collection of cancer and vital status data was supported in part by several state public health departments and cancer registries throughout the U.S. For a full description of these sources, please see: http://www.breastscreening.cancer.gov/work/acknowledgement.html.
The authors wish to thank Ventana Medical Systems, Inc., Tucson, AZ, USA, a member of the Roche Group, for use of iScan Coreo Au™ whole slide imaging system, and HD View SL for the source code used to build our digital viewer. For a full description of HD View SL please http://hdviewsl.codeplex.com/.
Financial support and sponsorship
Conflicts of interest
The data in this manuscript were presented in part at the 106th annual meeting of the United States and Canadian Academy of Pathology, March 4-10, 2017, San Antonio, TX, USA. (Platform presentation, Abstract 2032).
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[Figure 1], [Figure 2], [Figure 3], [Figure 4]
[Table 1], [Table 2], [Table 3]